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The DA Form 2166-9-1, commonly known as the NCO Evaluation Report for Sergeants, serves as a critical tool in the Army's performance evaluation system. This form is designed to assess the performance and potential of Non-Commissioned Officers (NCOs) and plays a pivotal role in their career progression. It captures essential administrative data such as the NCO's name, rank, unit, and the period being evaluated, ensuring that all relevant information is accurately documented. The form is divided into several parts, each focusing on different aspects of the NCO's performance. Part II emphasizes the authentication process, requiring signatures from the rater and senior rater, thereby ensuring accountability in the evaluation process. In Part III, the rated NCO's duties and responsibilities are outlined, providing context for the evaluation. The performance evaluation sections in Part IV delve into various competencies, including character, presence, intellect, leadership, development, and achievement, offering a comprehensive overview of the NCO's capabilities. Finally, Part V allows the senior rater to assess the overall potential of the NCO compared to peers, which is crucial for future assignments and promotions. Understanding this form is essential for NCOs and their evaluators alike, as it not only reflects past performance but also shapes future opportunities within the Army.

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NCO EVALUATION REPORT (SGT)

For use of this form, see AR 623-­3 and DA PAM 623-­3 the proponent agency is DCS, G-­1.

SEE PRIVACY ACT STATEMENT

IN AR 623-­3

PART I ADMINISTRATIVE DATA

a.NAME (Last, First, Middle Initial)

b. SSN (or DOD ID No.)

c. RANK

d. DATE OF RANK

e. PMOSC

f. UNIT, ORG, STATION, ZIP CODE OR APO, MAJOR COMMAND

g. STATUS CODE

h. UIC

i. REASON FOR SUBMISSION

j. PERIOD COVERED

FROMTHRU

YEAR MONTH DAY

YEAR MONTH DAY

k.RATED MONTHS

l.NONRATED CODES

m. NO OF ENCLOSURES

n. RATED NCO'S EMAIL ADDRESS (.gov or .mil)

PART II AUTHENTICATION

a1. NAME OF RATER (Last, First, Middle Initial)

a2. SSN (or DOD ID No.)

a3. RATER'S SIGNATURE

a4. DATE (YYYYMMDD)

a5. RANK

PMOSC/BRANCH

ORGANIZATION

DUTY ASSIGNMENT

a6. RATER'S EMAIL ADDRESS (.gov or .mil)

b1. NAME OF SENIOR RATER (Last, First, Middle Initial)

b2. SSN (or DOD ID No.)

b3. SENIOR RATER'S SIGNATURE

b4. DATE (YYYYMMDD)

b5. RANK

PMOSC/BRANCH

ORGANIZATION

DUTY ASSIGNMENT

b6. SENIOR RATER'S EMAIL ADDRESS (.gov or .mil)

c1. SUPPLEMENTARY

c2. NAME OF SUPPLEMENTARY REVIEWER

c3. RANK

PMOSC/

ORGANIZATION

DUTY ASSIGNMENT

REVIEW REQUIRED?

(Last, First, Middle Initial)

 

 

BRANCH

 

 

 

YES

NO

 

 

 

 

 

 

 

 

 

 

 

 

 

 

c4. COMMENTS

 

c5. SUPPLEMENTARY REVIEWER'S SIGNATURE

c6. DATE(YYYYMMDD)

 

c7. SUPPLEMENTARY REVIEWER'S EMAIL ADDRESS

ENCLOSED?

 

 

 

 

 

 

(.gov or .mil)

 

YES

NO

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

RATED NCO: I understand my signature does not constitute agreement or disagreement with the assessments of the rater and senior rater. I further understand my signature verifies that the administrative data in Part I, the rating officials and counseling dates in Part II, the duty description in Part III, and the APFT and height/weight entries in Part IVa and IVb are correct. I have seen the completed report. I am aware of the appeals process of AR 623-­3.

d1. COUNSELING DATES INITIAL

LATER

LATER

LATER

d2. RATED NCO'S SIGNATURE

d3. DATE (YYYYMMDD)

PART III DUTY DESCRIPTION (Rater)

a. PRINCIPAL DUTY TITLE

b. DUTY MOSC

c.DAILY DUTIES AND SCOPE (To include, as appropriate, people, equipment, facilities, and dollars)

d.AREAS OF SPECIAL EMPHASIS

e.APPOINTED DUTIES

PART IV PERFORMANCE EVALUATION, PROFESSIONALISM, ATTRIBUTES, AND COMPETENCIES (Rater)

a. APFT Pass/Fail/Profile:

Date:

b. Height:

Weight:

Within Standard?

(Comments required for "Failed" APFT, "No" APFT, or "Profile" when it precludes performance of duty, and "No" for Army Weight Standards.) Reset Item a. APFT/Pass/Fail/Profile

c.CHARACTER: (Include bullet comments addressing Rated NCO's performance as it relates to adherence to Army Values, Empathy, Warrior Ethos/Service Ethos, and Discipline. Fully supports SHARP, EO, and EEO.)

MET

DID NOT MEET

STANDARD

STANDARD

COMMENTS:

DA FORM 2166-­9-­1, NOV 2015

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APD LC v1.00ES

RATED NCO'S NAME (Last, First, Middle Initial)

SSN (or DOD ID No.)

THRU DATE

 

 

 

PART IV PERFORMANCE EVALUATION, PROFESSIONALISM, ATTRIBUTES, AND COMPETENCIES (Rater)

d. PRESENCE: (Military and professional

COMMENTS:

bearing, Fitness, Confidence, Resilience.)

 

MET

DID NOT MEET

 

STANDARD

STANDARD

 

e. INTELLECT: (Mental agility, Sound judgment, COMMENTS:

Innovation, Interpersonal tact, Expertise.)

MET

DID NOT MEET

STANDARD

STANDARD

f. LEADS: (Leads others, Builds trust, Extends COMMENTS:

influence beyond the chain of command, Leads by

example Communicates.)

 

MET

DID NOT MEET

STANDARD

STANDARD

g. DEVELOPS: (Creates a positive command/ COMMENTS:

workplace environment, Fosters esprit de corps,

Prepares self, Develops others, Stewards the

profession.)

 

MET

DID NOT MEET

STANDARD

STANDARD

 

 

h. ACHIEVES: (Gets results.)

COMMENTS:

MET

DID NOT MEET

STANDARD

STANDARD

 

 

 

 

 

 

RATER OVERALL PERFORMANCE

 

i. I currently rate

NCOs in this grade.

 

COMMENTS:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

PART V SENIOR RATER OVERALL POTENTIAL

a. Select one box representing Rated

b. COMMENTS:

 

NCO’s potential compared to others in the

 

 

same grade whom you have rated in your

 

 

career. I currently senior rate

 

 

NCOs in this grade.

 

 

 

 

 

 

 

 

 

 

 

 

MOST QUALIFIED

 

 

 

 

 

 

HIGHLY QUALIFIED

 

 

QUALIFIED

 

 

 

 

 

 

NOT QUALIFIED

 

 

 

 

 

 

 

 

 

c. List two successive assignments and one broadening assignment (3-­5 years).

 

Successive Assignment:

1)

 

 

2)

Broadening Assignment:

 

 

 

DA FORM 2166-­9-­1, NOV 2015

 

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APD PE v1.00ES

Common mistakes

  1. Incomplete Personal Information: Failing to fill in all required personal details, such as the name, SSN, and rank, can lead to significant delays. Ensure that every field in Part I is completed accurately.

  2. Incorrect Dates: Entering the wrong dates for the period covered or for the rater's signature can create confusion. Double-check all date entries for accuracy, especially in Part II.

  3. Omitting Required Signatures: Not obtaining the necessary signatures from the rater, senior rater, or supplementary reviewer can render the form invalid. Make sure all required signatures are present before submission.

  4. Neglecting to Review Comments: Failing to review and address comments in the performance evaluation sections may overlook critical feedback. Take time to read through all comments carefully to ensure a complete understanding of the evaluation.

Dos and Don'ts

When filling out the DA 2166-9-1 form, attention to detail is crucial. Here are five key dos and don'ts to keep in mind:

  • Do ensure that all personal information is accurate, including your name, SSN, and rank. Mistakes here can lead to complications.
  • Do review the form thoroughly before submission. Double-check each section to ensure completeness and correctness.
  • Do use a government or military email address for any required signatures. This helps maintain professionalism and security.
  • Do understand the appeals process outlined in AR 623-3. Being informed about your rights is essential.
  • Do keep a copy of the completed form for your records. This can be helpful for future reference.
  • Don't rush through the form. Take your time to provide thoughtful and accurate responses.
  • Don't leave any sections blank unless instructed. Incomplete forms can cause delays in processing.
  • Don't forget to sign and date the form. Your signature confirms that you’ve reviewed the information provided.
  • Don't use personal email addresses. Stick to official channels to maintain compliance.
  • Don't overlook the importance of the duty description. Clearly outline your responsibilities and achievements.

Misconceptions

Understanding the DA 2166-9-1 form, which is the NCO Evaluation Report for Sergeants, can be challenging. Here are nine common misconceptions about this form, along with explanations to clarify the facts.

  • Misconception 1: The DA 2166-9-1 is only for performance evaluations.
  • This form serves multiple purposes, including documenting an NCO's performance, potential, and overall contributions to the Army. It's not just a snapshot of performance; it also helps in career progression.

  • Misconception 2: Only the rater can fill out the form.
  • While the rater plays a significant role, the rated NCO must also provide input, especially in sections concerning their duties and responsibilities. This collaboration ensures a comprehensive evaluation.

  • Misconception 3: The signature of the rated NCO means they agree with the evaluation.
  • The rated NCO's signature indicates they have seen the report and that the administrative data is correct, not necessarily that they agree with the assessments made by the rater and senior rater.

  • Misconception 4: The form is only relevant during promotion boards.
  • While it is essential for promotions, the DA 2166-9-1 is also used for various personnel actions, such as assignments and training opportunities. It plays a key role throughout an NCO's career.

  • Misconception 5: The performance evaluation is solely based on the rater's opinion.
  • The evaluation incorporates feedback from various sources, including the senior rater and supplementary reviewers. This multi-faceted approach helps provide a balanced view of the NCO's performance.

  • Misconception 6: The DA 2166-9-1 is a one-time document.
  • This form is typically completed annually or whenever there is a significant change in duty status. Regular updates ensure that evaluations reflect the most current performance and potential.

  • Misconception 7: There are no consequences for failing to meet standards.
  • Failing to meet standards can impact an NCO's career progression, including eligibility for promotions and assignments. The evaluations are taken seriously and can have lasting effects.

  • Misconception 8: The form can be submitted without any enclosures.
  • Enclosures may be necessary to support the evaluation, such as documentation of accomplishments or training certifications. These can provide context and validation for the evaluation provided.

  • Misconception 9: The DA 2166-9-1 is not subject to review or appeal.
  • There is an established process for appealing evaluations if an NCO believes there are inaccuracies or unfair assessments. Understanding this process is crucial for ensuring fair evaluations.

Detailed Guide for Using Da 2166 9 1

Completing the DA Form 2166-9-1 is an important task that requires attention to detail. After filling out this form, it will need to be submitted to the appropriate authorities for processing. Ensure all sections are completed accurately to reflect the information required. Below are the steps to help guide you through the process of filling out the form.

  1. Begin with Part I - Administrative Data. Enter the following information:
    • a. Rated NCO's name (Last, First, Middle Initial)
    • b. Social Security Number (or DOD ID No.)
    • c. Rank
    • d. Date of rank
    • e. PMOSC (Primary Military Occupational Specialty Code)
    • f. Unit, organization, station, ZIP code or APO, and major command
    • g. Status code
    • h. UIC (Unit Identification Code)
    • i. Reason for submission
    • j. Period covered (From and Thru dates)
    • k. Rated months
    • l. Nonrated codes
    • m. Number of enclosures
    • n. Rated NCO's email address (.gov or .mil)
  2. Proceed to Part II - Authentication. Fill in the details for the rater and senior rater:
    • a1. Rater's name (Last, First, Middle Initial)
    • a2. Rater's SSN (or DOD ID No.)
    • a3. Rater's signature
    • a4. Date (YYYYMMDD)
    • a5. Rater's rank, PMOSC/branch, and organization duty assignment
    • a6. Rater's email address (.gov or .mil)
    • b1. Senior rater's name (Last, First, Middle Initial)
    • b2. Senior rater's SSN (or DOD ID No.)
    • b3. Senior rater's signature
    • b4. Date (YYYYMMDD)
    • b5. Senior rater's rank, PMOSC/branch, and organization duty assignment
    • b6. Senior rater's email address (.gov or .mil)
    • c1. Name of supplementary reviewer (if applicable)
    • c2. Rank, PMOSC/organization duty assignment of supplementary reviewer
    • c3. Comments
    • c4. Supplementary reviewer's signature
    • c5. Date (YYYYMMDD)
    • c6. Supplementary reviewer's email address (.gov or .mil)
    • c7. Indicate if enclosed
  3. In Part III - Duty Description, provide details about the rated NCO's duties:
    • a. Principal duty title
    • b. Duty MOSC
    • c. Daily duties and scope, including people, equipment, facilities, and budget
    • d. Areas of special emphasis
    • e. Appointed duties
  4. Next, move to Part IV - Performance Evaluation. Complete the following sections:
    • a. APFT Pass/Fail/Profile: Date
    • b. Height and weight, including whether within standard
    • c. Character comments regarding adherence to Army values and discipline
    • d. Presence comments on military and professional bearing
    • e. Intellect comments on mental agility and judgment
    • f. Leads comments on leadership abilities
    • g. Develops comments on workplace environment and development of others
    • h. Achieves comments on results
    • i. Rater overall performance comments
  5. Finally, complete Part V - Senior Rater Overall Potential:
    • a. Select a box representing the rated NCO's potential
    • b. Comments on potential compared to others
    • c. List two successive assignments and one broadening assignment